Paper 03: Regulation of Financial Markets

Phone: +254 700 524589 | +254 782 524589 Email: [email protected]

0(0 Ratings)

Categories Certified Investment and Financial Analysts

Wishlist

Course Curriculum

JAN – APR 2025 CLASS RECORDINGS

FEB 3RD

01:35:00
FEB 7TH

01:50:00
FEB 17TH

01:33:00
FEB 24TH

43:00
FEB 28TH

01:08:00
MAR 3RD

01:20:00
MAR 7TH

01:00:00
MAR 10TH

56:00
MAR 17TH

42:00
MAR 28TH

49:00

Overview

Online Class Link

Nature, Characteristics and Classifications of Law

Lesson 1: INTRODUCTION TO RFM

01:40:00
Lesson 2: INTRODUCTION TO LAW

00:00
Lesson 3: COURT STRUCTURE AND HIERACHY

01:55:00
Lesson 4: COURTS & JURISDICTION

01:45:00
Lesson AGENCY/CONTRACT

00:00
Lesson 6 CONTRACT,OFFER,REVOCATION,ACCEPTANCE

01:45:00
Lesson 7 CONTRACT CONCLUSION

00:00
Lesson 8 INTRO TO AGENCY

00:00
Lesson 9 LAW OF AGENCY

00:00
LAW OF CONTRACT Lesson

01:45:00
Lesson;CONTRACT CONCLUSION

00:00
LESSON ONE INTRODUCTION SEP 11 2023

02:00:00
LESSON ONE INTRODUCTION SEP 15 2023

02:00:00
Lesson INTRO TO CONTRACT 25 SEP 13

02:00:00
Lesson LAW OF CONTRACT PART TWO 29/9/23

02:00:00
Lesson INTRO TO LAW 19/1/25

02:00:00
Lesson LSN 2 COURTS SYSTEMS 22/1/24

02:00:00
Lesson LSN 3 AW F CONTRACT 26/1/24

02:00:00
CONTRACT CONCLUSIN 2/2/24

02:00:00
Lesson CNTRACT LSN2 S 29/1/24

02:00:00
Lesson 3 CONTRACT 5/2/24

02:00:00
Lesson 9/2/24

02:00:00
Lesson 1: Intro to Law 24/05/2024

02:00:00
Lesson 2; LAW COURT STRUCTURE 27/5/2024

02:00:00
Lesson 3 LAW AGENCY 31/5/24

00:00
Lesson 4 LAW AGENCY/CONTRACT 3/6/24

02:00:00
Lesson LAW OF CONTRACT 4/6/24

02:00:00
Lesson ONE INTRO TO LAW 13/9/24

02:00:00
Lesson TWO LAW 16/9/24

02:00:00
Lesson THREE ON LAW 20/9/24

02:00:00
Lesson FOUR LAW 30/9/24

02:00:00

Financial Markets regulatory institutions

Regulations of Capital Markets

Financial Markets Intermediaries

Lesson 1FM INTERMEDIARIES

02:00:00
Lesson 2 FM INTER

02:05:00
Lesson 3
Lesson 4
Lesson 5
Lesson 6
Lesson 7
Lesson FIN MKT INTERMEDIARIES 9/2/24

02:00:00
Lesson 3 N FIN INTERMEDIARIES 12/2/24

02:00:00
Lesson FINANCIAL MKT INTERMEDIARIES CONC 16/2/24

02:00:00
Lesson 1 ON MKT INTERMEDIARIES 10/6/24

00:00
Lesson 2 MKT IMTERMEDIARIES 14/6/24

02:00:00
Lesson FIN MKT INTERMEDIARY 24/6/24

02:00:00
Lesson REGULATION OF MKT INT 30/9/24

02:00:00
Lesson REG OF MKT INT 7/10/24

02:00:00

Central Securities Depository

Securities Exchange and Clearing Agencies

Lesson 1 SECURITIES EXCHANGE JULY/ 17

02:05:00
NSE INTRODUCTION JULY/20

01:40:00
Lesson TWO NSE

01:40:00
Lesson THREE NSE/FOREIGN INV/

01:40:00
Draft Lesson

01:50:00
NSE CONCLUSION JULY/20

01:30:00
Lesson INTR T SECURITIES EXCHA 1/3/24

02:00:00
Lesson SECURITIES EXCH 4/3/24

02:00:00
Lesson SECURITIES EXCHANGE8/3/24

02:00:00
Lesson SECURITIES EXCHANGE 28/6/24

02:00:00
Lesson SECURITIES EXCHANGE 1/7/24

02:00:00
Lesson SEC EXCH CONC 1/7/24

02:00:00
Lesson 2 on SEC EXCH 5/7/24

02:00:00

Investments Funds

Corporate Governance and Conduct of Business of Business Intermediaries

Anti-Money Laundering and Combating the Financing of Terrorism

Lesson MONEY LAUNDERING INTRO 19/2/24

02:00:00
Lesson 2 ANTI MONEY LAUNDERING 23/2/24

02:00:00
Lesson 3
Lesson 4
Lesson 5
Lesson RFM REVISION 15/4/24

02:00:00
Lesson ANTI MONEY LAUNDERING INTRO 1/7/24

02:00:00
Lesson Anti Money laun 8/7/24

02:00:00
Lesson 1 on Money laundering & conc on sec exchange 5/7/24

02:00:00

Online classes link

past paper

Student Ratings & Reviews

No Review Yet

Level

All Levels
Total Enrolled

6
Last Updated

April 7, 2025
Certificate

Certificate of completion

A course by

Traction SGB

Paper 03: Regulation of Financial Markets

Course Curriculum

JAN – APR 2025 CLASS RECORDINGS

FEB 3RD

FEB 7TH

FEB 17TH

FEB 24TH

FEB 28TH

MAR 3RD

MAR 7TH

MAR 10TH

MAR 17TH

MAR 28TH

Overview

Lesson

Online Class Link

Lesson

Nature, Characteristics and Classifications of Law

Lesson 1: INTRODUCTION TO RFM

Lesson 2: INTRODUCTION TO LAW

Lesson 3: COURT STRUCTURE AND HIERACHY

Lesson 4: COURTS & JURISDICTION

Lesson AGENCY/CONTRACT

Lesson 6 CONTRACT,OFFER,REVOCATION,ACCEPTANCE

Lesson 7 CONTRACT CONCLUSION

Lesson 8 INTRO TO AGENCY

Lesson 9 LAW OF AGENCY

LAW OF CONTRACT Lesson

Lesson;CONTRACT CONCLUSION

LESSON ONE INTRODUCTION SEP 11 2023

LESSON ONE INTRODUCTION SEP 15 2023

Lesson INTRO TO CONTRACT 25 SEP 13

Lesson LAW OF CONTRACT PART TWO 29/9/23

Lesson INTRO TO LAW 19/1/25

Lesson LSN 2 COURTS SYSTEMS 22/1/24

Lesson LSN 3 AW F CONTRACT 26/1/24

CONTRACT CONCLUSIN 2/2/24

Lesson CNTRACT LSN2 S 29/1/24

Lesson 3 CONTRACT 5/2/24

Lesson 9/2/24

Lesson 1: Intro to Law 24/05/2024

Lesson 2; LAW COURT STRUCTURE 27/5/2024

Lesson 3 LAW AGENCY 31/5/24

Lesson 4 LAW AGENCY/CONTRACT 3/6/24

Lesson LAW OF CONTRACT 4/6/24

Lesson ONE INTRO TO LAW 13/9/24

Lesson TWO LAW 16/9/24

Lesson THREE ON LAW 20/9/24

Lesson FOUR LAW 30/9/24

Financial Markets regulatory institutions

Lesson 1;REGULATORY INSTITUTIONS

Lesson 2

Lesson 3

Lesson FIN MKT REGULATORS 5/4/24

Lesson Conc on Inv Funds & Intro to Finan Mkt Regulators 19/7/24

Lesson 2 on Regulation 22/7/24

Regulations of Capital Markets

Lesson 1NTRODUCTION TO REGULATION

Lesson 2

Lesson 3

Lesson 5

Financial Markets Intermediaries

Lesson 1FM INTERMEDIARIES

Lesson 2 FM INTER

Lesson 3

Lesson 4

Lesson 5

Lesson 6

Lesson 7

Lesson FIN MKT INTERMEDIARIES 9/2/24

Lesson 3 N FIN INTERMEDIARIES 12/2/24

Lesson FINANCIAL MKT INTERMEDIARIES CONC 16/2/24

Lesson 1 ON MKT INTERMEDIARIES 10/6/24

Lesson 2 MKT IMTERMEDIARIES 14/6/24

Lesson FIN MKT INTERMEDIARY 24/6/24

Lesson REGULATION OF MKT INT 30/9/24

Lesson REG OF MKT INT 7/10/24

Central Securities Depository

Lesson 1

Lesson 2