Paper 02: Professional Ethics and Governance

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About Course

The Professional courses are administered at Foundation, Intermediate and Advanced Levels. Each level requires an average of one year, though candidates are advised to provide for an additional one year to meet requirements for internship/ practical experience.

A student must book for a minimum of three papers in a level in any order unless is exempted or has credits.

This course is aimed at persons who wish to qualify and work or practice as investment, securities and financial analysts, portfolio managers, investment bankers, fund managers, consultants on national and global financial markets and related areas.

Course Content

SEPT – DEC 2025 CLASS RECORDINGS

  • SEPT 22ND
    55:07
  • SEPT 25TH
    01:41:49
  • OCT 2ND
    01:53:08
  • OCT 27TH
    47:15
  • NOV 6TH
    01:07:52
  • NOV 10TH
    51:49

TOPIC 1 : : Overview of Professional Ethics

TOPIC 2 : ETHICAL THEORIES

TOPIC 3: ETHICS AND THE INVESTMENT INDUSTRY

TOPIC 4: GENERALLY ACCEPTED CODES OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT

TOPIC 5: GLOBAL INVESTMENT PERFORMANCE STANDARDS (GIPS)

TOPIC 6: OVERVIEW OF GOVERNANCE

TOPIC 7: THEORIES OF CORPORATE GOVERNANCE

TOPIC 8: EMOTIONAL INTELLIGENCE

TOPIC 9: ACCOUNTABILITY, RISK MANAGEMENT AND INTERNAL CONTROL

TOPIC 10:STAKEHOLDERS MANAGEMENT

TOPIC 11: CASE STUDIES IN PROFESSIONAL VALUES AND GOVERNANCE

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