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Paper 03: Regulation of Financial Markets

Course Curriculum

Overview

  • Lesson

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Nature, Characteristics and Classifications of Law

Financial Markets regulatory institutions

Regulations of Capital Markets

Financial Markets Intermediaries

Central Securities Depository

Securities Exchange and Clearing Agencies

Investments Funds

Corporate Governance and Conduct of Business of Business Intermediaries

Anti-Money Laundering and Combating the Financing of Terrorism

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KSh7,500.00

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Requirements

  • KCSE: C+
  • KASNEB technician, diploma or professional examination certificate
  • Degree from recognized university
  • Other diplomas as may be approved by KASNEB

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